Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joel MendelsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5004-04-2016
Adam Christopher KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
Adam G FischerUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Adam Jeffrey CoonsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2012
Adam Seth KreutnerUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-16-2009
Adrienne K PetrohilosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-29-2016
Alan Gregory ShankenUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-04-2015
Alan Patrick FreemanUBS Financial Services Inc.Citigroup Global Markets Inc.01-23-2009
Alan S ToresUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5007-29-2011
Albert Bonner WilliamsUBS Financial Services Inc.UBS Financial Services Inc.02-10-2010
Alexander Houghton PhillipsUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-05-2009
Alexander PettyUBS Financial Services Inc.Morgan Stanley06-27-2019
Alexander Phillip VeltoUBS Financial Services Inc.Morgan Stanley$5001-31-2013
Allen Francis DamonUBS Financial Services Inc.Goldman Sachs & Co.05-15-2009
Amit JosefUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2014
Amy MeiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
Andrew Lorin PennUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-02-2011
Andrew Morgan GalewskiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Andrew Rathbun WilsonUBS Financial Services Inc.Morgan Stanley$15009-21-2012
Andrew Robert HutchesonUBS Financial Services Inc.Edward Jones04-29-2011
Andrew Steven ArcherUBS Financial Services Inc.Wells Fargo Investments, LLC04-17-2009
Andrew Thomas GaglioneUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-20-2009
Angel Kam ChenUBS Financial Services Inc.Citigroup Global Markets Inc.09-05-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.