Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joel MendelsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5004-04-2016
Adam Christopher KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5104-29-2016
Alan Gregory ShankenUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-04-2015
Alan Patrick FreemanUBS Financial Services Inc.Citigroup Global Markets Inc.01-23-2009
Alan S ToresUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5007-29-2011
Alexander Phillip VeltoUBS Financial Services Inc.Morgan Stanley$5001-31-2013
Allen Francis DamonUBS Financial Services Inc.Goldman Sachs & Co.05-15-2009
Amy MeiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
Andrew Morgan GalewskiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Andrew Rathbun WilsonUBS Financial Services Inc.Morgan Stanley$15009-21-2012
Anthony Daniel GuinaneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Anthony Patrick BrookfieldUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-03-2015
Anthony Scott KyberUBS Financial Services Inc.Morgan Stanley12-08-2011
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-02-2009
Aric Jonathan ZamelUBS Financial Services Inc.Citigroup Global Markets Inc.02-17-2009
Baldwin, Naples, AssociatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$47001-27-2012
Barry Frederic Porter, James Bradley AxelsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2013
Ben P Philip TuckerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-05-2015
Benjamin Christian SchroderUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Benjamin Elie AslanUBS Financial Services Inc.Citigroup Global Markets Inc.02-02-2012
Benjamin Jun-Wey LingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-07-2015
Benjamin Yinghang LamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2016
Bhadresh ShahUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-28-2012
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Showing 1 to 25 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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