Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie K BarronUBS Financial Services Inc.Morgan Stanley02-21-2020
Matthew Michael SimiUBS Financial Services Inc.Morgan Stanley02-21-2020
Christopher J. HarrerUBS Financial Services Inc.Northern Trust Securities, Inc.12-16-2019
Sarin Scott PuriUBS Financial Services Inc.AXA Advisors, LLC11-21-2019
Yu-Hsuan HsiehUBS Financial Services Inc.Morgan Stanley11-01-2019
Robert Huntsman MeeksUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-13-2019
James Newlands PatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Kyle N. PatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Alexander PettyUBS Financial Services Inc.Morgan Stanley06-27-2019
Ze HuangUBS Financial Services Inc.UBS Financial Services Inc.06-20-2019
Mike Marcos TavitianUBS Financial Services Inc.UBS Financial Services Inc.06-03-2019
Lilia Rubalcava VacaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-03-2019
Dustin Craig RiefUBS Financial Services Inc.Mercer Global Advisors Inc.03-12-2019
Garett James ColatruglioUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
James Walter HoldenUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated12-26-2018
Cole Addison GreenUBS Financial Services Inc.NYLIFE Securities LLC11-20-2018
Danny SetoUBS Financial Services Inc.Morgan Stanley10-16-2018
Nancy Evelyn MolinaUBS Financial Services Inc.Morgan Stanley08-16-2018
Lisa Ann Kahululani TadichUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-06-2018
Helen Callista Yi ShueUBS Financial Services Inc.HSBC Securities (USA) Inc.06-21-2018
Catherine Leigh HeflinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2018
Magdalina AsikianUBS Financial Services Inc.Fidelity Brokerage Services LLC03-08-2018
Rhett Floyd HallUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-14-2018
Jeffrey Thomas FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-14-2018
Hrachya DavtyanUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC01-17-2018
Next Page »

Showing 1 to 25 of 551 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.