Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Valerie Ann CisnerosUBS Financial Services Inc.Citigroup Global Markets Inc.04-04-2014
Angel K. ChenUBS Financial Services Inc.Citigroup Global Markets Inc.09-05-2013
Benjamin Elie AslanUBS Financial Services Inc.Citigroup Global Markets Inc.02-02-2012
Erik Curtis WoodUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Keith Douglas SeibertUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Teddy Ottens SeibertUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Andrew Morgan GalewskiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Daniele GhiottiUBS Financial Services Inc.Citigroup Global Markets Inc.02-27-2009
Todd M FredianiUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
Alan Patrick FreemanUBS Financial Services Inc.Citigroup Global Markets Inc.01-23-2009
Sanah ChungUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-17-2009
Perry A. Armand NovakUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-03-2009
Christopher Stephan RadiciUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-13-2009
Victor Eugene KaridakesUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-06-2009
Marienne McclureUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-27-2009
David Lee ReppasUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-20-2009
James Steven GibsonUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-20-2009
Andrew Thomas GaglioneUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-20-2009
Piet AldrichUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-20-2009
John Michael HalperinUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Hal Carey SussmanUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-11-2009
Daniel MarksUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-22-2009
Jevin M FergusonUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-22-2009
Paul Steven WishingradUBS Financial Services Inc.Citigroup Global Markets Inc.$15005-29-2009
John Breckenridge BarnesUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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