Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franklin Jerome LadenUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$5009-05-2018
Justin Edward FrenchUBS Financial Services Inc.FBL Investment Management Services, Inc.$110-24-2017
Scott Frederick YoungUBS Financial Services Inc.Robert W. Baird & Co. Incorporated$28305-25-2016
Edward Joseph Mcdevitt IIIUBS Financial Services Inc.Morgan Stanley02-05-2016
Paul George AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-07-2015
Gregory Charles RichardsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25009-23-2015
Melissa A Corrado-HarrisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$80809-23-2015
Ronald Charles KempUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2015
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$10406-30-2015
Zachary HansenUBS Financial Services Inc.Mutual Trust Co. of America Securities06-11-2015
Andrew D WickUBS Financial Services Inc.StillPoint Capital, LLC09-02-2014
Kurt Crandall NielsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-25-2014
Stephen Russell HansenUBS Financial Services Inc.Morgan Stanley02-07-2014
Forrest Dion Smith IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Michael Scott CaplanUBS Financial Services Inc.Morgan Stanley01-16-2014
Michael Lee CopeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2014
William George MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Philippe Simon SchoenUBS Financial Services Inc.Citigroup Global Markets Inc.12-05-2013
Joseph Alexander GrazianoUBS Financial Services Inc.LPL Financial LLC11-19-2013
Barbara Ann BudnyUBS Financial Services Inc.LPL Financial LLC10-22-2013
Michael Joseph GrazianoUBS Financial Services Inc.LPL Financial LLC10-22-2013
Amelia Krill GuidiUBS Financial Services Inc.Cetera Advisor Networks LLC10-04-2013
Kathryn Jean MihalkoUBS Financial Services Inc.Morgan Stanley05-29-2013
Elizabeth Naylor CadyUBS Financial Services Inc.J.P. Morgan Securities LLC03-22-2013
Eunice H. KimUBS Financial Services Inc.J.P. Morgan Securities LLC03-22-2013
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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