Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Scicchitano Mark FultonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10010-14-2010
Hsiao-Chuan ChangUBS Financial Services Inc.Purshe Kaplan Sterling Investments04-30-2020
Blair G LappUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-21-2019
Leif Van Saun SpringerUBS Financial Services Inc.Transamerica Capital, Inc.01-10-2018
Chad Evan LemkoUBS Financial Services Inc.Morgan Stanley05-04-2017
David Bryan Schmidt IiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-15-2016
Jasmine Clarice IsrealUBS Financial Services Inc.TD Ameritrade Investment Management, LLC10-25-2016
Brock William Van SelowUBS Financial Services Inc.Edward Jones07-21-2016
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Hunter Leigh WynneUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC07-09-2015
Brett GoldsteinUBS Financial Services Inc.HSBC Securities (USA) Inc.01-02-2015
Douglas Rene LabossiereUBS Financial Services Inc.Morgan Stanley$10005-10-2013
Robert Alan SterlingUBS Financial Services Inc.Morgan Stanley02-15-2013
Patricia K Van KirkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14712-14-2012
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$5011-23-2012
David John AndreadisUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Richard Alan HaskinUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Karen Iris Ben-ShlaushUBS Financial Services Inc.Morgan Stanley$11008-05-2011
Gary A Andrew Edmonds JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-21-2011
Brandon ParkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Christina Doris ParraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-04-2010
Holidae Hart HayesUBS Financial Services Inc.Morgan Stanley & Co. LLC05-01-2009
Robert S Samuel WrightUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-13-2009
Todd Hume NicholsUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-13-2009
Pamela Nichols HoweUBS Financial Services Inc.Morgan Stanley & Co. LLC02-12-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.