Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Davis De MontluzinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Adrian Gonzalo QuinterosUBS Financial Services Inc.Ubs International Inc.01-01-2010
Adrienne FrankUBS Financial Services Inc.Morgan Stanley09-29-2010
Alax GittlerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15012-01-2015
Albert Alexander Philion Jr., Andres BrikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Albert Richard LucciUBS Financial Services Inc.Morgan Stanley$5007-15-2011
Alberto Matias CohenUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2016
Alejandro Enrique WabnikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
Alex Lane HarriganUBS Financial Services Inc.EDI Financial, Inc.09-12-2014
Alexandre F. UlvertUBS Financial Services Inc.Ubs International Inc.$1001-01-2010
Alfred Francis LoboUBS Financial Services Inc.Morgan Stanley10-16-2014
Alisa Bachana JaffeUBS Financial Services Inc.Morgan Stanley10-09-2014
Allan Dean Yarkin, Henry Worth Boyce III, Melissa Ilene Fierman, Nicholas Scott SadowskyUBS Financial Services Inc.Morgan Stanley$10002-27-2013
Alvaro KopperUBS Financial Services Inc.Ubs International Inc.01-01-2010
Ana Luisa Jaime-MartinezUBS Financial Services Inc.Ubs International Inc.01-01-2010
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Andres Felipe HerreraUBS Financial Services Inc.HSBC Securities (USA) Inc.03-25-2013
Andrew James PlumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-30-2010
Antonio Burke NavarroUBS Financial Services Inc.HSBC Securities (USA) Inc.07-24-2014
Antonio Giorgetti Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC$11903-01-2016
Arnold Ira CohenUBS Financial Services Inc.PNC Investments$10004-14-2016
Ashiqul IslamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Barry Allen SchwartzUBS Financial Services Inc.AllianceBernstein L.P.06-12-2013
Next Page »

Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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