Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chrissy Yong KimUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
David Charles GarciaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-21-2012
Geal Fukumoto TalbertUBS Financial Services Inc.LPL Financial LLC$25003-21-2011
George Robert HelwagenUBS Financial Services Inc.Morgan Stanley$10007-29-2011
Kyle Kenji YoneshigeUBS Financial Services Inc.Morgan Stanley10-22-2014
Linda Anne PowellUBS Financial Services Inc.Global Atlantic Distributors, LLC11-23-2009
Lori Ann Shizuko A. NishimuraUBS Financial Services Inc.Morgan Stanley10-22-2014
Matthew Lowell MegordenUBS Financial Services Inc.Citigroup Global Markets Inc.$13402-27-2009
Reid Keoki TakamotoUBS Financial Services Inc.Lord Abbett Distributor LLC$10009-08-2009
Rika Lynn Ikeda D'AmicoUBS Financial Services Inc.LPL Financial LLC$10012-24-2014
Scott Matthew ButeraUBS Financial Services Inc.Morgan Stanley$50006-04-2010
Todd Spencer IacovelliUBS Financial Services Inc.Morgan Stanley$10002-15-2019
Wesley Kiyoshi YamamotoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25009-03-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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