Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Adriana N SormaniUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2011
Ajay J. DesaiUBS Financial Services Inc.Morgan Stanley11-04-2011
Alan Paul WojtowiczUBS Financial Services Inc.Morgan Stanley07-11-2011
Alexis Farzan SaedUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Anastasios P LiosatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2013
Andrew John LindblomUBS Financial Services Inc.Morgan Stanley11-04-2011
Andrew P McLaughlinUBS Financial Services Inc.Plancorp, LLC03-07-2016
Andrew Scott CzarkowskiUBS Financial Services Inc.J.P. Morgan Securities LLC07-16-2019
Anup C ParasuUBS Financial Services Inc.AXA Advisors, LLC07-11-2017
Benjamin John MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Benjamin Joseph HeiseUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Bradley Paul ParksUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Bret J. PetersenUBS Financial Services Inc.Morgan Stanley04-15-2011
Brian Christopher KenneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Brian Joseph ZalewskiUBS Financial Services Inc.Morgan Stanley$1008-19-2011
Brian M RubinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2014
Charles Patrick NewmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2014
Christopher R McCormickUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Daniel Joshua HamburgerUBS Financial Services Inc.Private Vista, LLC08-23-2018
Darrel A SwientonUBS Financial Services Inc.Morgan Stanley04-15-2011
David A RubinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2014
David Alan BoudreauUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
David Alan MelbyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2503-04-2016
David Allan HirschUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15003-11-2016
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.