Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rueben FinkUBS Financial Services Inc.Morgan Stanley$13912-13-2019
Robert M Ryan Craig A LewisUBS Financial Services Inc.Morgan Stanley$35002-15-2019
William DanforthUBS Financial Services Inc.Fidelity$8012-02-2019
Jonathan Steele WilliamsonUBS Financial Services Inc.Fidelity Personal and Workplace Advisors$2508-12-2020
Trevor St John McGillUBS Financial Services Inc.Raymond James & Associates, Inc.$5006-01-2020
Denis James Cleary IIIUBS Financial Services Inc.Goldman Sachs & Co.05-14-2020
Michael Chester SzablakUBS Financial Services Inc.Fidelity Personal and Workplace Advisors01-27-2020
Brendan Michael CollinsUBS Financial Services Inc.Fidelity Personal and Workplace Advisors01-14-2020
Reuben A FinkUBS Financial Services Inc.Morgan Stanley12-13-2019
William Ingersoll DanforthUBS Financial Services Inc.Fidelity Personal and Workplace Advisors12-02-2019
Jenna Marie WinnUBS Financial Services Inc.State Street Global Advisors Funds Distributors, LLC10-01-2019
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
Frank Richard SullivanUBS Financial Services Inc.Morgan Stanley02-15-2019
Alex William PardyUBS Financial Services Inc.Standard Life Investments Securities LLC10-05-2018
Devin Michael CallinanUBS Financial Services Inc.Strategic Advisers LLC06-13-2018
Steven T SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-21-2018
Elizabeth Joy FowlksUBS Financial Services Inc.Morgan Stanley03-13-2018
Brandon Spaulding AffeldtUBS Financial Services Inc.Columbia Management Investment Distributors, Inc.01-22-2018
Jean C GhergurovichUBS Financial Services Inc.Janney Montgomery Scott LLC12-07-2017
Benjamin Dolan OConnorUBS Financial Services Inc.Jefferies LLC11-08-2017
Brennan Christopher CollinsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2017
Lauren Nicole CollinsUBS Financial Services Inc.Morgan Stanley08-08-2017
Ryan Joseph McGovernUBS Financial Services Inc.Morgan Stanley07-26-2017
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.