Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Michael ElserUBS Financial Services Inc.Morgan Stanley & Co. LLC$501-02-2009
John Leo Flanigan IIIUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-07-2009
Gary Theodore PadussisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-07-2009
Richard Dale HornUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-07-2009
Zeina R. FrayhaUBS Financial Services Inc.Citigroup Global Markets Inc.$1001-07-2009
John William YoungUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Donald Paul StoneUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-16-2009
Russell J. WeberUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-05-2009
Robert Wentworth VandenbergUBS Financial Services Inc.Citigroup Global Markets Inc.03-09-2009
Charles Walker AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-26-2009
Thomas Michael BoyleUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-26-2009
Paul Harold Anderson Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$1003-26-2009
Elaine FlaniganUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
Ronald Jean ChesneyUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-26-2009
Kevin E WesnerUBS Financial Services Inc.Citigroup Global Markets Inc.$2504-13-2009
Gregory James Duncan-PetersUBS Financial Services Inc.Citigroup Global Markets Inc.$2504-24-2009
Keith Terry BarberisUBS Financial Services Inc.Citigroup Global Markets Inc.$1004-24-2009
William Mark ClarkUBS Financial Services Inc.Deutsche Bank Securities Inc.$20007-16-2009
Mark A. Fitz-PatrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2510-20-2010
Michael Addison Fitz-PatrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC10-20-2010
Eric Land BucknerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
William Patrick MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-17-2010
David Richard StackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
David Brian MillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.