Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Arthur ChomasUBS Financial Services Inc.Morgan Stanley$10011-08-2013
Eladio Arturo SantiagoUBS Financial Services Inc.Morgan Stanley$10011-09-2012
William Patrick MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-17-2010
Nicholas Joseph BarbieriUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-17-2010
Brandon ParkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-17-2010
Keith Terry BarberisUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-24-2009
Paul Harold Anderson Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10003-26-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-15-2009
Zeina R FrayhaUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-07-2009
Charles Harold CooperUBS Financial Services Inc.Morgan Stanley$15004-08-2016
David Paul ConnellyUBS Financial Services Inc.Morgan Stanley$15010-09-2014
Timothy John HandoUBS Financial Services Inc.Morgan Stanley$15002-08-2013
Jason Scott AdamsUBS Financial Services Inc.Morgan Stanley$15002-08-2013
Gary Andrew Edmonds Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-21-2011
Gary Theodore PadussisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-07-2009
Richard Dale HornUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-07-2009
William Mark ClarkUBS Financial Services Inc.Deutsche Bank Securities Inc.$20007-16-2009
Nicholas Francis SteierUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25004-25-2014
Mark A Fitz-PatrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25010-20-2010
Gregory James Duncan-PetersUBS Financial Services Inc.Citigroup Global Markets Inc.$25004-24-2009
Mary Taliaferro StilesUBS Financial Services Inc.Morgan Stanley$50004-08-2016
Wayne Thomas LavalleeUBS Financial Services Inc.Morgan Stanley$50010-16-2015
Russell RifkinUBS Financial Services Inc.Morgan Stanley$50011-08-2013
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley$50011-04-2013
Vitali NazlymovUBS Financial Services Inc.Morgan Stanley$50011-04-2013
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Showing 26 to 50 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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