Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lester Allen Brunker Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Carin Lorraine ThomasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
David George HenriksonUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
James Richard NelsonUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Paul Ronald KochUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-28-2009
Derek James CherneUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Daniel Francis MillerUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Jay Michael GriepUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
John Gregory HedrickUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-19-2009
Gregory Phillip IdelkopeUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-19-2009
Harold Henry BurrowsUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
Jonathan Andrew EklinUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
Jacob Edwin HurwitzUBS Financial Services Inc.Columbia Management Investment Distributors, Inc.04-09-2010
Gregory Allen FosterUBS Financial Services Inc.RBC Capital Markets, LLC$5007-28-2010
William Dugas FeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2010
John Andrew RandolphUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2010
Ernest Harmon McFaddenUBS Financial Services Inc.Morgan Stanley$5010-29-2010
Bruce Daniel BarronUBS Financial Services Inc.Nations Financial Group, Inc.11-29-2010
Brandon Matthew LarsonUBS Financial Services Inc.RBC Capital Markets, LLC$10002-23-2011
Alexander Oliver SolomonUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC03-28-2011
Michael Brian BlockUBS Financial Services Inc.Independent Financial Group, LLC04-25-2011
Lisa Anne ByrneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2011
Paul Edward TichyUBS Financial Services Inc.Cowen and Company07-29-2011
David Edward IrvinUBS Financial Services Inc.Robert W. Baird & Co. Incorporated$15008-24-2011
Edward Joseph FolisiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-02-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.