Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael William CrowellUBS Financial Services Inc.LPL Financial LLC05-21-2019
Justine Renee KalafatisUBS Financial Services Inc.Vanguard Marketing Corporation02-12-2019
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Kurt Christopher HegerfeldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1511-01-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Sean Wilburn PowleyUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Seth Adam MansfieldUBS Financial Services Inc.NYLIFE Securities LLC06-26-2018
Matthew Alan BatsonUBS Financial Services Inc.Vanguard Marketing Corporation05-08-2018
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Zachary Jordan ScaddenUBS Financial Services Inc.Vanguard Marketing Corporation04-23-2018
Holly Sierra TownsendUBS Financial Services Inc.Vanguard Marketing Corporation04-09-2018
Richard Charles GrowUBS Financial Services Inc.Vanguard Marketing Corporation02-15-2018
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Elliott Winfred McCownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Shawn Michael WhiteUBS Financial Services Inc.Vanguard Marketing Corporation10-06-2017
Maria Papageorgiou McGrathUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Jonathan R. DunnUBS Financial Services Inc.Vanguard Marketing Corporation07-27-2017
Kevin Emmett HerronUBS Financial Services Inc.AXA Distributors, LLC11-28-2016
Alan Lee WardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2016
Skye C. FerrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Gregory Hampton JudgeUBS Financial Services Inc.Vanguard Marketing Corporation12-07-2015
Next Page »

Showing 1 to 25 of 80 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.