Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis Gold Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
Peter Bayard WearsUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Timothy Lee RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
Jennifer Lynn HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Michael Charles PearsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
William Paul PattersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Jennifer Lynn DicksonUBS Financial Services Inc.Ameriprise Financial Services, LLC01-22-2009
Mark Edward WestonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-23-2009
Terry Lee BeattieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-29-2009
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Candace Branham St JohnUBS Financial Services Inc.Fidelity Brokerage Services LLC02-05-2009
George Wall Holden IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Bruce Wynne SharpeUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
William Gerald SmithUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
Jeffrey Robert HermanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-20-2009
David Newbold SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2009
Bonnie Nicodemus SutherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Samuel Boyce RankinUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
George Frederick Verdone Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
William Baker Wynn Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10004-28-2009
Joseph Matthew Zentner Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$15004-28-2009
Clayton Christopher ScholandUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
George Mason RankinUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
Michael C. GouldUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.