Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy L RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Jennifer L HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Michael Charles PearsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-15-2009
William P PattersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Terry Lee BeattieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-29-2009
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-30-2009
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$7301-30-2009
Bruce Wynne SharpeUBS Financial Services Inc.Banc of America Investment Services, Inc.$50003-16-2009
William Gerald SmithUBS Financial Services Inc.Banc of America Investment Services, Inc.$20003-16-2009
Jeffrey Robert HermanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-20-2009
David Newbold SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Bonnie Nicodemus SutherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2009
Samuel Boyce RankinUBS Financial Services Inc.Citigroup Global Markets Inc.$72404-28-2009
George Frederick Verdone JrUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
William Wynn JrUBS Financial Services Inc.Citigroup Global Markets Inc.$5004-28-2009
Joseph Matthew Zentner JrUBS Financial Services Inc.Citigroup Global Markets Inc.$25004-28-2009
Clayton Christopher ScholandUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
George Mason RankinUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
Michael C GouldUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
Richard Arthur Malloy JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15705-05-2009
William B Lovett IiiUBS Financial Services Inc.Wells Fargo Securities, LLC06-08-2009
Candace A ClineUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2506-21-2010
Robert Charles KetnerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-01-2010
David William DeitchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$11011-29-2010
Tiffany Shane RozekUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.