Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Adam Jamil ShayebUBS Financial Services Inc.Vanguard Marketing Corporation11-17-2014
Alan Lee WardUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-09-2016
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Alex K. SuggsUBS Financial Services Inc.Vanguard Marketing Corporation04-16-2019
Alexis W. BlanksUBS Financial Services Inc.Morgan Stanley09-20-2011
Amy Laney LoweUBS Financial Services Inc.Morgan Stanley06-16-2011
Andrew Gaston BarnesUBS Financial Services Inc.Deloitte Corporate Finance LLC07-30-2015
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Andrew Richard HarppUBS Financial Services Inc.VALIC Financial Advisors, Inc.11-12-2013
Andrew Wimberly TateUBS Financial Services Inc.Sterling Capital Distributors, LLC10-01-2014
Angela D. RutledgeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2011
Anthony Benedict Gallo IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2014
Benjamin Everett LinkUBS Financial Services Inc.Morgan Stanley$1007-08-2011
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Bonnie Nicodemus SutherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Boyd Parks BarnhardtUBS Financial Services Inc.Edward Jones06-17-2011
Bradley Samuel SmithUBS Financial Services Inc.Vanguard Marketing Corporation01-14-2020
Brandon Alessondro YoungerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-03-2015
Bruce Wynne SharpeUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Candace Ann ClineUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-21-2010
Candace Branham St JohnUBS Financial Services Inc.Fidelity Brokerage Services LLC02-05-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.