Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Anthony BernhammerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Ryan Dale ClayUBS Financial Services Inc.Hennion & Walsh, Inc.06-17-2020
Giancarla Marie FerraraUBS Financial Services Inc.Morgan Stanley06-04-2020
Chao-Wei LiuUBS Financial Services Inc.HSBC Securities (USA) Inc.06-04-2020
Matthew Walter ByrneUBS Financial Services Inc.Wells Fargo Advisors Financial Network, LLC$10001-24-2020
Karl Lee Kreshpane JrUBS Financial Services Inc.Morgan Stanley01-21-2020
Samuel Mcclary StothoffUBS Financial Services Inc.Vanguard Marketing Corporation01-06-2020
Wesley J DickinsonUBS Financial Services Inc.GFI Securities LLC12-16-2019
Matthew Joseph YoffredoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Brittany Ann ParkerUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated11-11-2019
Patrick Glenn BoydUBS Financial Services Inc.Edward Jones11-01-2019
Julia L Wollheim TensfeldtUBS Financial Services Inc.Equatex US INC10-09-2019
Matthew Alexander KimmelUBS Financial Services Inc.MML Investors Services, LLC09-12-2019
Michael Thomas SanzoneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Carlos Andres AcunaUBS Financial Services Inc.Morgan Stanley07-02-2019
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-23-2019
Maria Luiza BelfortUBS Financial Services Inc.Citi International Financial Services LLC05-23-2019
Joseph William Berkery JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Tiffanie L SalisburyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
John William HansonUBS Financial Services Inc.Morgan Stanley04-02-2019
Gannon Patrick MorrisonUBS Financial Services Inc.Equitable Advisors, LLC02-20-2019
Robert Francis DianaUBS Financial Services Inc.Vanguard Marketing Corporation01-17-2019
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Showing 1 to 25 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.