Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean Robert LouckaUBS Financial Services Inc.AE Wealth Management, LLC07-28-2017
Frank Paul PanayotouUBS Financial Services Inc.AllianceBernstein L.P.02-20-2009
Nathan Arthur TrannelUBS Financial Services Inc.Ameriprise Financial Services, LLC09-22-2017
Jacob Justin SchreerUBS Financial Services Inc.Calton & Associates, Inc.06-17-2016
Patrick William ManionUBS Financial Services Inc.Cetera Investment Services LLC04-30-2018
Maria Luiza BelfortUBS Financial Services Inc.Citi International Financial Services LLC05-23-2019
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-23-2019
Samuel Joseph GallucciUBS Financial Services Inc.Citigroup Global Markets Inc.$1,00003-08-2017
Kenneth Anthony AngeloUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Akshay Jayant JaveriUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
David Lawrence MackUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Alfred Francis Kelly JrUBS Financial Services Inc.Citigroup Global Markets Inc.$13503-20-2009
Anthony White SchweizerUBS Financial Services Inc.Citigroup Global Markets Inc.03-16-2009
Barbara Filenbaum PiermontUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-13-2009
Charles Howard LevineUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-13-2009
Michael J John GrazianoUBS Financial Services Inc.Citigroup Global Markets Inc.$28402-27-2009
James Nicholas PolizziUBS Financial Services Inc.Citigroup Global Markets Inc.02-19-2009
John Francis RyanUBS Financial Services Inc.Citigroup Global Markets Inc.02-13-2009
Steven Wayne TorricoUBS Financial Services Inc.Citigroup Global Markets Inc.02-05-2009
Rick Spyro KirkinisUBS Financial Services Inc.Citigroup Global Markets Inc.01-30-2009
Daniel N GottliebUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-16-2009
Terence Robert McmahonUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-16-2009
Henry Paul SobotkaUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Michael Robert FrostUBS Financial Services Inc.Citigroup Global Markets Inc.01-08-2009
Bradley S Stephen SalerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-08-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.