Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Bradford SullivanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Lawrence Koren MalamutUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2009
George Michael FeldmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
Valerie RosalyUBS Financial Services Inc.LPL Financial LLC01-07-2009
Donna M FeldmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
Michael Robert FrostUBS Financial Services Inc.Citigroup Global Markets Inc.01-08-2009
Bradley S Stephen SalerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-08-2009
Henry Paul SobotkaUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Joseph BonacciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-09-2009
Jesse Gaudenio VitaglianoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2009
Robert D MaherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Rose D Dorothy WehmeyerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-14-2009
Charles Paul WehmeyerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Brian SchillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Daniel N GottliebUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-16-2009
Terence Robert McmahonUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-16-2009
Andrew M CraigUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
John T Connelly JrUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Timothy Martin McdonaldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Chad William GoernerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Michael J StewartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Gregory Roswell CunninghamUBS Financial Services Inc.Morgan Stanley & Co. LLC01-21-2009
Joseph FabioUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
William SurdovelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Franco DimaioUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.