Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Akshay Jayant JaveriUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
Alan Michael PerlbergUBS Financial Services Inc.Morgan Stanley$10004-05-2013
Alberico Mario SessaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2012
Albert Arshag KapigianUBS Financial Services Inc.Morgan Stanley$10003-28-2013
Alena M. KurlovichUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-19-2017
Alex Ross PerlbergUBS Financial Services Inc.Morgan Stanley$1004-05-2013
Alexander Mark KankoUBS Financial Services Inc.Morgan Stanley04-10-2017
Alfred Francis Kelly Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$2503-20-2009
Alicja Anna PlonskaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2009
Allen Ira SaundersUBS Financial Services Inc.Banc of America Investment Services, Inc.02-20-2009
Allison Finley CloudUBS Financial Services Inc.Encompass Advisory Services, LLC11-30-2018
Alvaro A. MayorgaUBS Financial Services Inc.HSBC Securities (USA) Inc.10-13-2017
Amanda M. WhiteUBS Financial Services Inc.Oppenheimer & Co. Inc.06-11-2015
Andres F CordobaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2013
Andrew Blake EinsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Andrew Charles KnottsUBS Financial Services Inc.National Securities Corporation07-15-2014
Andrew Crawford OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2015
Andrew Di Pasquantonio Di GuglielmoUBS Financial Services Inc.Securian Financial Services, Inc.06-13-2011
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Andrew Jared PerlsteinUBS Financial Services Inc.MetLife Securities Inc.08-01-2011
Andrew Keith GrennonUBS Financial Services Inc.Eaton Vance Distributors, Inc.09-04-2019
Andrew M CraigUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-16-2009
Andrew R. AinsworthUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC02-12-2016
Andrew TurnerUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC06-18-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.