Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Akshay Jayant JaveriUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
Alan Michael PerlbergUBS Financial Services Inc.Morgan Stanley$10004-05-2013
Albanery RomanUBS Financial Services Inc.Ubs International Inc.01-01-2010
Alberico Mario Sessa, Michael Christopher AndrieuUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2012
Albert Arshag KapigianUBS Financial Services Inc.Morgan Stanley$10003-28-2013
Alex Ross PerlbergUBS Financial Services Inc.Morgan Stanley$1004-05-2013
Alfred Francis Kelly Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$2503-20-2009
Allen Ira SaundersUBS Financial Services Inc.Banc of America Investment Services, Inc.02-20-2009
Alvaro A. MayorgaUBS Financial Services Inc.HSBC Securities (USA) Inc.10-13-2017
Andrew Blake EinsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Andrew C. OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16004-22-2015
Andrew Crawford OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2015
Andrew M CraigUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-16-2009
Andrew TurnerUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC06-18-2015
Angelo AmitsisUBS Financial Services Inc.Morgan Stanley$12901-08-2016
Angus MillerUBS Financial Services Inc.Morgan Stanley$10010-25-2013
Anthony Joseph ParisiUBS Financial Services Inc.Morgan Stanley06-14-2013
Anthony Nicholas CodispotiUBS Financial Services Inc.Morgan Stanley$2502-15-2013
Anthony Nicholas Mea Jr.UBS Financial Services Inc.Morgan Stanley$15009-16-2013
Anthony Theodore CortinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2014
Arjan KolicUBS Financial Services Inc.Morgan Stanley08-16-2013
Ashraf ElghandourUBS Financial Services Inc.Morgan Stanley02-16-2012
Barbara Filenbaum PiermontUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-13-2009
Barry Francis CavagnaroUBS Financial Services Inc.Morgan Stanley$5001-20-2016
Next Page »

Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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