Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Gannon Patrick MorrisonUBS Financial Services Inc.AXA Advisors, LLC02-20-2019
Robert Francis DianaUBS Financial Services Inc.Vanguard Marketing Corporation01-17-2019
Mally Mills BurtonUBS Financial Services Inc.Ellevest09-21-2018
Stephen Charles ColodnyUBS Financial Services Inc.Vanguard Marketing Corporation09-11-2018
Clement DowuonaUBS Financial Services Inc.Windsor Street Capital, LP08-08-2018
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Melanie Lynn MatthewsUBS Financial Services Inc.UBS Asset Management (US) Inc.07-02-2018
Sean Michael FalzonUBS Financial Services Inc.National Securities Corporation06-12-2018
Patrick William ManionUBS Financial Services Inc.Cetera Investment Services LLC04-30-2018
Stephen W ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Yannik David MahlanguUBS Financial Services Inc.AXA Advisors, LLC03-21-2018
William Daniel BrownUBS Financial Services Inc.The GMS Group, LLC03-12-2018
Brian EnglishUBS Financial Services Inc.Morgan Stanley12-15-2017
Julian Andrew PerezUBS Financial Services Inc.Traphagen Financial Group12-08-2017
James ChenUBS Financial Services Inc.TD Ameritrade, Inc.12-05-2017
Timothy Patrick CostelloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Evian ClutchUBS Financial Services Inc.HSBC Securities (USA) Inc.11-03-2017
Robert Andrew FellowesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2017
Nicholas Louis LeightonUBS Financial Services Inc.AXA Advisors, LLC10-17-2017
Alvaro A. MayorgaUBS Financial Services Inc.HSBC Securities (USA) Inc.10-13-2017
Louis Joseph TrachtmanUBS Financial Services Inc.J.P. Morgan Securities LLC10-06-2017
Nathan Arthur TrannelUBS Financial Services Inc.Ameriprise Financial Services, Inc.09-22-2017
Dean Robert LouckaUBS Financial Services Inc.AE Wealth Management, LLC07-28-2017
Zachary Timothy BisharaUBS Financial Services Inc.Laidlaw & Company (UK) Ltd.05-23-2017
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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