Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Allan SawrieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2015
Brittany DipaceUBS Financial Services Inc.Cambridge Investment Research, Inc.07-09-2014
Chelsea Seville SmithUBS Financial Services Inc.Charles Schwab & Co., Inc.06-30-2017
Clair Arnold LewisUBS Financial Services Inc.Morgan Stanley & Co. LLC02-02-2009
Daniel BeheshtiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Dannette Marie TrivisonnoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2009
David Joseph MillerUBS Financial Services Inc.Morgan Stanley & Co. LLC03-26-2009
David Marcus WinchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2010
Eric Michael SmithUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-27-2018
J Todd KeffuryUBS Financial Services Inc.Waddell & Reed02-19-2016
James Anthony Small Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10005-06-2009
James Frederick BinghamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2011
Jeremy Guy Charles KellerUBS Financial Services Inc.Waddell & Reed07-11-2009
Joe Hollis Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$104-22-2009
John David DemingUBS Financial Services Inc.Morgan Stanley03-20-2012
Justin V. SchnursteinUBS Financial Services Inc.Waddell & Reed03-13-2018
Kimberly A. Parker HansenUBS Financial Services Inc.Morgan Stanley$5003-30-2010
Lisa Maryjoe Bacon-SoibergUBS Financial Services Inc.Morgan Stanley02-15-2013
Malinda Guest MaileUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Martin A. WeinbergUBS Financial Services Inc.TD Ameritrade Investment Management, LLC06-05-2013
Maston Taylor ThorntonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2009
Michael Eugene HoodUBS Financial Services Inc.Morgan Stanley$2504-29-2011
Michael Gene HillersUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-14-2009
Robert Alan SterlingUBS Financial Services Inc.Morgan Stanley$5002-15-2013
Robert Dale LuceUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5003-30-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.