Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.10-09-2012
Peter B. Maroney Jr.UBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Andrew Scott HalpernUBS Financial Services Inc.AllianceBernstein L.P.09-19-2012
Joshua Michael AdlerUBS Financial Services Inc.AllianceBernstein L.P.02-27-2009
Kevin M. O'LearyUBS Financial Services Inc.AllianceBernstein L.P.02-27-2009
Alexander Theophilos FokidesUBS Financial Services Inc.AllianceBernstein L.P.02-27-2009
Kate Ann MastalerzUBS Financial Services Inc.Am Capital Llc08-19-2013
Thomas Fallon IVUBS Financial Services Inc.Ameriprise Financial Services, LLC$104-12-2017
Sean Michael McBrideUBS Financial Services Inc.Archey & Co. Llc05-30-2014
Kyle Steven RitchieUBS Financial Services Inc.AXA Advisors, LLC04-26-2018
Kasten Randolph CarterUBS Financial Services Inc.AXA Advisors, LLC04-16-2018
Marc C BrondonUBS Financial Services Inc.AXA Advisors, LLC09-22-2015
William J. BedorUBS Financial Services Inc.AXA Advisors, LLC10-15-2012
Chase Wright LandrethUBS Financial Services Inc.Barclays Capital Inc.12-07-2015
William Montgomery CerfUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Roscoe Edward MellorUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Miriamne Alayne DeMarraisUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Robert J MeenanUBS Financial Services Inc.Barclays Capital Inc.06-02-2015
Shlomi YedidUBS Financial Services Inc.Barclays Capital Inc.06-02-2015
Aleksei MoshiashviliUBS Financial Services Inc.Barclays Capital Inc.06-02-2015
Ernest Alexander OsleUBS Financial Services Inc.Barclays Capital Inc.05-18-2015
Jaclyn Leigh RootUBS Financial Services Inc.Barclays Capital Inc.03-09-2015
George A. KolodkaUBS Financial Services Inc.Barclays Capital Inc.02-26-2015
Daniel E SharkeyUBS Financial Services Inc.Barclays Capital Inc.02-26-2015
Leslie Anne GiovacchiniUBS Financial Services Inc.Barclays Capital Inc.03-19-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.