Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kees Van BeelenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2012
Linda Joy AlbaneseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-25-2012
Rafael J. SantandreuUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2012
Richard Alan CorreraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2012
Robert John CatalfomoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2012
Gerald G SpitzerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-20-2012
Richard ReyleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2012
Emily J SheuUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2012
Marisa SpinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2012
Paul A. DamibaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2012
George Paul KanasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2012
Joel Sebastian PostUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-16-2011
Kenneth ArndtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-12-2011
Jay M RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
Everett WeinbergerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-18-2011
William Thomas Giordano Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2011
Barry Peter Mitchell Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
Linda J. MacleodUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2011
Marilyn Pearl SchapiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-09-2011
Kevin FedericoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Timothy William McNamaraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2011
Nancy Marie HeiserUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-20-2011
Frank SchiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2011
Philip AmbrosinoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-10-2011
Louise F. GundersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2011
« Previous PageNext Page »

Showing 276 to 300 of 626 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.