Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Dana GreenbergUBS Financial Services Inc.Barclays Capital Inc.11-14-2013
Brian Alexander GrossmanUBS Financial Services Inc.Barclays Capital Inc.08-02-2013
John Gardiner ComfortUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Benny Omar Torres-SanchezUBS Financial Services Inc.Barclays Capital Inc.03-01-2013
Julian IragorriUBS Financial Services Inc.Barclays Capital Inc.03-13-2012
Jason G AmentasUBS Financial Services Inc.Barclays Capital Inc.09-26-2011
Hans Otto AlbertssonUBS Financial Services Inc.Barclays Capital Inc.09-22-2011
Jordan James PowellUBS Financial Services Inc.BNP Paribas Prime Brokerage, Inc.08-21-2014
Kenneth David SilvermanUBS Financial Services Inc.BNY Mellon Securities Corporation09-02-2010
Jennifer Beau PetersonUBS Financial Services Inc.Brighton Securities Corp.11-24-2015
Henry Nathan GoodmanUBS Financial Services Inc.Bryant Park Capital Securities, Inc.04-29-2016
Stefanie F. NelsonUBS Financial Services Inc.Canaccord Genuity LLC09-08-2015
Miguel Angel BarronUBS Financial Services Inc.Canaccord Genuity Securities LLC06-28-2011
Jane Susan RingelUBS Financial Services Inc.Capital Guardian Trust Company04-01-2010
Regis R DillonUBS Financial Services Inc.Chase Investment Services Corp.07-21-2011
Benjamin MarcanoUBS Financial Services Inc.Chase Investment Services Corp.11-05-2010
Martin BradfordUBS Financial Services Inc.Citigroup Global Markets Inc.07-05-2017
Samuel Joseph GallucciUBS Financial Services Inc.Citigroup Global Markets Inc.$1,00003-08-2017
Margaret M. AthanasatosUBS Financial Services Inc.Citigroup Global Markets Inc.11-16-2016
Edward Homer PainterUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-11-2014
Philippe KrizUBS Financial Services Inc.Citigroup Global Markets Inc.10-29-2013
Jannette E DiazUBS Financial Services Inc.Citigroup Global Markets Inc.06-01-2012
Josephine Anntoinette SantosUBS Financial Services Inc.Citigroup Global Markets Inc.03-01-2012
Angel ValleUBS Financial Services Inc.Citigroup Global Markets Inc.05-02-2011
Paul John OlivoUBS Financial Services Inc.Citigroup Global Markets Inc.$5009-09-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.