Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy A Dellomo, Kevin G MahonyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
Todd David EllisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Robert GeislerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Anthony DepalmaUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Robert Phillip SnyderUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-09-2009
Jose Miguel RiveraUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Michael Anthony Giacone, Thomas Ashby Badger II, Joseph WhitneyUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Armand James Del MedicoUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Michael Thomas Haskell, Brian SchillerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Christopher Barger NixUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Paul John MulvihillUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Michael Alan Zinn, Bradley I RayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Ryan J. SvatoraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John Howard Adelman, Paul Michael LewisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2009
Thomas Joseph Livaccari, Kenneth James ShapiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-22-2009
Myles Frederick WittensteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-22-2009
Bryan Travis StephensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-23-2009
James Martin KaneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Richard Douglas WightUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Maynard Lee EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Hans Peter AuerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Sally Lawrence EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Philip Alan DanishefskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2009
Next Page »

Showing 1 to 25 of 401 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.