Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Adam F EpsteinUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-04-2015
Adam Gregory RiveraUBS Financial Services Inc.J.P. Morgan Securities LLC03-25-2013
Adriana ArizmendyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC09-08-2011
Aileen Farrell SchruthUBS Financial Services Inc.MML Investors Services, LLC03-01-2010
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
Alan Davis HersheyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-08-2016
Alan L KatzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-05-2012
Alberto Jesus CorderoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2013
Alberto SalazarUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2015
Aleksei MoshiashviliUBS Financial Services Inc.Barclays Capital Inc.06-02-2015
Alexander Brooks CassUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Alexander Dean WilliamsUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Alexander DimartiniUBS Financial Services Inc.Morgan Stanley$5001-20-2012
Alexander Edward MacphersonUBS Financial Services Inc.Morgan Stanley09-30-2015
Alexander John WilsonUBS Financial Services Inc.Fidelity Brokerage Services LLC02-27-2017
Alexander Theophilos FokidesUBS Financial Services Inc.AllianceBernstein L.P.02-27-2009
Alexis O. MolinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2013
Alexis Olga ProkopUBS Financial Services Inc.Morgan Stanley11-15-2017
Alissa Marie QuinnUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-23-2009
Alla Y AlenikovaUBS Financial Services Inc.Citigroup Global Markets Inc.03-29-2010
Allison B. McCartneyUBS Financial Services Inc.J.P. Morgan Securities LLC08-17-2015
Alon Steven PlittUBS Financial Services Inc.Morgan Stanley06-17-2010
Alvin C MakUBS Financial Services Inc.Morgan Stanley03-30-2020
Next Page »

Showing 1 to 25 of 626 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.