Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Robert SolomonUBS Financial Services Inc.Morgan Stanley05-07-2010
Leonardo E. Messano EspineiraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2015
Lizabeth MosesUBS Financial Services Inc.Thomas Weisel Partners LLC$5006-19-2009
Lori Ann McDanielUBS Financial Services Inc.Morgan Stanley04-20-2012
Louis Michael BellUBS Financial Services Inc.J.P. Morgan Securities LLC$10009-19-2013
Louise F. Gunderson, Jeffrey S EmbreeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2011
Louise GundersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$65002-25-2011
Manfred M RechtschaffenUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Manuel Steven CornelioUBS Financial Services Inc.Ubs International Inc.01-01-2010
Marc Alex FrankUBS Financial Services Inc.Morgan Stanley08-28-2015
Marc C BrondonUBS Financial Services Inc.AXA Advisors, LLC09-22-2015
Marc David HurwitzUBS Financial Services Inc.Morgan Stanley02-08-2012
Marc Evan RidellUBS Financial Services Inc.Morgan Stanley11-08-2013
Marc Nicolas ColamariaUBS Financial Services Inc.Morgan Stanley$5004-24-2014
Marc Saukwan WongUBS Financial Services Inc.Morgan Stanley08-28-2015
Marc Shane LevittUBS Financial Services Inc.J.P. Morgan Securities LLC09-19-2013
Marcantonio Lamberto TecchioUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-04-2016
Marielle Kristine SchurigUBS Financial Services Inc.Morgan Stanley12-16-2010
Marilyn Pearl SchapiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-09-2011
Mark Albert BilskiUBS Financial Services Inc.Credit Suisse Securities (USA) LLC05-04-2012
Mark Axelowitz, Todd C KauffmannUBS Financial Services Inc.Morgan Stanley06-22-2011
Mark Jay FreibergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1003-01-2016
Mark Joseph WordenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2014
Mark Lawrence SullivanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-30-2015
Mark Paterno RemigioUBS Financial Services Inc.Morgan Stanley$15008-28-2015
« Previous PageNext Page »

Showing 226 to 250 of 401 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.