Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marshall Charles HagenUBS Financial Services Inc.Morgan Stanley$10007-16-2010
Matthew Charles StrathearnUBS Financial Services Inc.Lenox Advisors, Inc.03-30-2016
Matthew Edward WeeksUBS Financial Services Inc.Park Avenue Securities LLC08-21-2015
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC03-27-2017
Matthew J. Mineaux NigroUBS Financial Services Inc.Morgan Stanley12-12-2012
Matthew Robert KleinUBS Financial Services Inc.Deutsche Bank Securities Inc.08-20-2012
Matthew Stern BuchsbaumUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-20-2015
Maurice Patrick TessierUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-21-2015
Maynard Lee EngelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Melissa Riven MirabileUBS Financial Services Inc.Morgan Stanley06-26-2013
Michael Aaron GuildUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-03-2015
Michael Alan Zinn, Bradley I RayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Michael AmicoUBS Financial Services Inc.Morgan Stanley12-15-2011
Michael Anthony Giacone, Thomas Ashby Badger II, Joseph WhitneyUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Michael Anthony SalimbeneUBS Financial Services Inc.Morgan Stanley02-11-2011
Michael Barry LipschutzUBS Financial Services Inc.Morgan Stanley09-10-2012
Michael Eugene Russell, Philip Giammarino, Sean Michael RussellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-08-2011
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.10-09-2012
Michael Gerard DalyUBS Financial Services Inc.Morgan Stanley04-24-2014
Michael Howard CooperUBS Financial Services Inc.Morgan Stanley12-15-2011
Michael KanouseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Michael Paddington NorrisUBS Financial Services Inc.Oppenheimer & Co. Inc.$1002-25-2011
Michael Patrick RiordanUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Michael Richard FarrellUBS Financial Services Inc.Citigroup Global Markets Inc.02-19-2009
Michael Thomas ChabalikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2017
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Showing 251 to 275 of 401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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