Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Rene VigueUBS Financial Services Inc.Morgan Stanley02-18-2011
Peter Lloyd RukeyserUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Peter Michael DorfmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-01-2016
Peter Neil BorowskyUBS Financial Services Inc.Morgan Stanley$10005-11-2015
Peter Warren RosenthalUBS Financial Services Inc.Morgan Stanley$15007-11-2011
Philip Alan DanishefskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2009
Philip AmbrosinoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-10-2011
Philip G PalumboUBS Financial Services Inc.Morgan Stanley09-24-2010
Philip James Dipasquale Sr.UBS Financial Services Inc.Morgan Stanley12-15-2011
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Rafael CombaUBS Financial Services Inc.Santander Securities LLC03-13-2015
Rafael J. SantandreuUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2012
Rainey L. MillerUBS Financial Services Inc.Morgan Stanley04-10-2013
Rajesh M NakadiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2014
Ralph Stephen LemmeUBS Financial Services Inc.Morgan Stanley$10009-30-2014
Ramon GrandaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Randall F. DevaneyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-08-2009
Raymond Thomas MinicucciUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-06-2009
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC12-15-2017
Renato John RealiUBS Financial Services Inc.Morgan Stanley$15002-18-2011
Renato Reali, Paul Vigue, William PlattUBS Financial Services Inc.Morgan Stanley$1,10003-09-2011
Ricardo Alberto Gonzalez Jr.UBS Financial Services Inc.Ubs International Inc.01-01-2010
Richard Alan CorreraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2012
Richard Douglas WightUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Richard Joseph DellarussoUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-30-2015
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Showing 301 to 325 of 401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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