Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Musicante ZitomerUBS Financial Services Inc.Morgan Stanley$10005-29-2014
Jack SchecterUBS Financial Services Inc.Morgan Stanley$43009-14-2010
Jacob SchoriUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-24-2015
Jacques Andre MejerUBS Financial Services Inc.Ubs International Inc.01-01-2010
James E. KennedyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-23-2015
James Edward CareyUBS Financial Services Inc.Ubs International Inc.01-01-2010
James Edward KrugUBS Financial Services Inc.Morgan Stanley$10001-15-2016
James Gregory Egnatchik Jr.UBS Financial Services Inc.Morgan Stanley08-10-2015
James Henry KennedyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-09-2010
James Jin PaineUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-19-2016
James Joseph LombardiUBS Financial Services Inc.Morgan Stanley10-22-2010
James K. MerkleyUBS Financial Services Inc.Morgan Stanley & Co. LLC$3702-23-2009
James Martin KaneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
James Michael NewUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50003-07-2016
James Michael RosicaUBS Financial Services Inc.Morgan Stanley$2501-20-2012
James Robert OrzechUBS Financial Services Inc.Morgan Stanley$5009-08-2011
James Warren GreenUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-12-2009
Jamie Paula WolffUBS Financial Services Inc.J.P. Morgan Securities LLC$5009-19-2013
Jane Susan RingelUBS Financial Services Inc.Capital Guardian Trust Company04-01-2010
Javier Adolfo NaselliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC06-03-2011
Jay Scott BlairUBS Financial Services Inc.Morgan Stanley$10008-10-2015
Jeffrey Allan KaritisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-07-2015
Jeffrey I. WolfeUBS Financial Services Inc.Morgan Stanley$15011-13-2014
Jeffrey Scott PierceUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Jennifer Marie WalterUBS Financial Services Inc.Morgan Stanley$10008-14-2015
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Showing 151 to 175 of 401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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