Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wyatt R ArthursUBS Financial Services Inc.Morgan Stanley$15008-10-2015
Wright Ramage Wealth Management GroupUBS Financial Services Inc.Morgan Stanley$38004-13-2012
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
William Thomas Giordano Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2011
William Scranton PlattUBS Financial Services Inc.Morgan Stanley$10002-18-2011
William Montgomery CerfUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
William Karl KirstUBS Financial Services Inc.Morgan Stanley02-04-2013
William Dennis Conti Jr., Peter Jeremy HallUBS Financial Services Inc.Citigroup Global Markets Inc.04-23-2009
William Cornelius Couch Jr.UBS Financial Services Inc.Morgan Stanley04-25-2013
William Chung Liu Jr.UBS Financial Services Inc.Morgan Stanley08-28-2015
Wendy HolmesUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-20-2015
Wayne Julius SafroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Walter Granruth IIIUBS Financial Services Inc.UBS Securities LLC02-02-2009
Vasilis Spiros LembesisUBS Financial Services Inc.Ubs International Inc.01-01-2010
Vadim PertsovUBS Financial Services Inc.Ubs International Inc.$2501-01-2010
Tracy A Dellomo, Kevin G MahonyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Todd Michael ZiogasUBS Financial Services Inc.Morgan Stanley09-10-2010
Todd Henry ConklinUBS Financial Services Inc.Morgan Stanley09-28-2012
Todd David EllisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Timothy William McNamaraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2011
Timothy Joseph CroakUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15011-24-2015
Thomas Peter WallackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2013
Thomas Patrick MonaghanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2016
Thomas Joseph McKelveyUBS Financial Services Inc.Citigroup Global Markets Inc.05-01-2009
Thomas Joseph Livaccari, Kenneth James ShapiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-22-2009
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Showing 1 to 25 of 401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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