Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
Carsten P. WellemsenUBS Financial Services Inc.Deutsche Bank Securities Inc.04-26-2018
Jeyran GharaUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC03-05-2018
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC12-15-2017
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC03-27-2017
Alexander John WilsonUBS Financial Services Inc.Fidelity Brokerage Services LLC02-27-2017
Ryan Patrick LynchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2016
Stephen C. WentzUBS Financial Services Inc.UniCredit Capital Markets LLC09-13-2016
Michael KanouseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Santiago VelezUBS Financial Services Inc.J.P. Morgan Securities LLC05-12-2016
Henry Nathan GoodmanUBS Financial Services Inc.Bryant Park Capital Securities, Inc.04-29-2016
Andrew Edward HarperUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-29-2016
David Evan SternUBS Financial Services Inc.Revere Securities LLC04-28-2016
Matthew Charles StrathearnUBS Financial Services Inc.Lenox Advisors, Inc.03-30-2016
Nicholas Anthony DenefrioUBS Financial Services Inc.Lenox Advisors, Inc.03-30-2016
Amy Beth LevensonUBS Financial Services Inc.Morgan Stanley03-28-2016
Tara ChinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Francisco Gabriel FolleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2016
Steven Michael QuinnUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-01-2016
Daisy A. FengUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-29-2016
Steven Thomas PostUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2016
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Showing 1 to 25 of 401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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