Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Alissa Marie Quinn, Carol Ann NieckarzUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-23-2009
Angel ValleUBS Financial Services Inc.Citigroup Global Markets Inc.05-02-2011
Charles Edward Crystal, Christine Muneyyirci FinocchUBS Financial Services Inc.Citigroup Global Markets Inc.$1005-15-2009
Christopher M. Palmieri, Jennifer Lynn Kraus, Lauren JohnsonUBS Financial Services Inc.Citigroup Global Markets Inc.06-05-2009
Daniel John McLoughlinUBS Financial Services Inc.Citigroup Global Markets Inc.05-12-2010
Gary Lee ZahakosUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-09-2009
Gary Mark SpectorUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
James Warren GreenUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-12-2009
John Thomas Diblasi, Sari Lyn WarsawUBS Financial Services Inc.Citigroup Global Markets Inc.$20005-05-2009
Kristen SignorileUBS Financial Services Inc.Citigroup Global Markets Inc.01-15-2010
Michael Richard FarrellUBS Financial Services Inc.Citigroup Global Markets Inc.02-19-2009
Paul John OlivoUBS Financial Services Inc.Citigroup Global Markets Inc.$5009-09-2010
Robert GeislerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Robert Phillip SnyderUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-09-2009
Ronald James Molinari, Martin John SatalinUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-26-2009
Stephen James Wilson, William Loren Schoff, Kathleen Mary Titus, Barbara Leach FraserUBS Financial Services Inc.Citigroup Global Markets Inc.02-26-2009
Stephen Jeremy HallUBS Financial Services Inc.Citigroup Global Markets Inc.04-23-2009
Steven Bennett MeyersUBS Financial Services Inc.Citigroup Global Markets Inc.$1003-13-2009
Thomas Arthur McMullen, Andrew Thomas Gaglione, Piet AldrichUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
Thomas Joseph McKelveyUBS Financial Services Inc.Citigroup Global Markets Inc.05-01-2009
Todd David EllisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
William Dennis Conti Jr., Peter Jeremy HallUBS Financial Services Inc.Citigroup Global Markets Inc.04-23-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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