Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Gregory RiveraUBS Financial Services Inc.J.P. Morgan Securities LLC03-25-2013
Allison B. McCartneyUBS Financial Services Inc.J.P. Morgan Securities LLC08-17-2015
David M. WardropUBS Financial Services Inc.J.P. Morgan Securities LLC06-15-2015
Dimitrios Kosmo MichelisUBS Financial Services Inc.J.P. Morgan Securities LLC06-24-2011
Garrick Paolo MontenegroUBS Financial Services Inc.J.P. Morgan Securities LLC06-24-2011
Jamie Paula WolffUBS Financial Services Inc.J.P. Morgan Securities LLC$5009-19-2013
John L. LynchUBS Financial Services Inc.J.P. Morgan Securities LLC$5003-11-2016
Jordan Storer MahaffeyUBS Financial Services Inc.J.P. Morgan Securities LLC$15006-15-2015
Lee M. McCarthyUBS Financial Services Inc.J.P. Morgan Securities LLC11-01-2010
Louis Michael BellUBS Financial Services Inc.J.P. Morgan Securities LLC$10009-19-2013
Marc Shane LevittUBS Financial Services Inc.J.P. Morgan Securities LLC09-19-2013
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC03-27-2017
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC12-15-2017
Santiago VelezUBS Financial Services Inc.J.P. Morgan Securities LLC05-12-2016
Stephen Allan BellUBS Financial Services Inc.J.P. Morgan Securities LLC09-19-2013
Theodore Nicholas PapadopoulosUBS Financial Services Inc.J.P. Morgan Securities LLC08-15-2012

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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