Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan L KatzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-05-2012
Alberto Jesus CorderoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2013
Alberto SalazarUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2015
Alexis O. MolinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2013
Aroldo BalbinoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2014
Arthur Thomas NintzelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2016
Barry MitchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$29012-06-2011
Barry Peter Mitchell Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
Barry Phillip WestUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-20-2010
Brian David SableUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-26-2012
Bryan Travis StephensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-23-2009
Bryan William SchoffUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2014
Charles Steven TeixeiraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-11-2016
Christopher A PesceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2010
Christopher Barger NixUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Christopher Martin ZitoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
Christopher P MatteoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1709-26-2016
Daisy A. FengUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-29-2016
David Harold HollenbaughUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,96001-19-2016
David Louis Danby WarrenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21705-12-2016
Debra Ann BushmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-18-2010
Everett WeinbergerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-18-2011
Everson DasilvaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2012
Francisco Gabriel FolleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2016
Frank SchiroUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2011
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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