Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Alexander Edward MacphersonUBS Financial Services Inc.Morgan Stanley09-30-2015
Alon Steven PlittUBS Financial Services Inc.Morgan Stanley06-17-2010
Amy Beth LevensonUBS Financial Services Inc.Morgan Stanley03-28-2016
Andrew Browning PeakeUBS Financial Services Inc.Morgan Stanley08-30-2013
Andrew Douglas UrbanskiUBS Financial Services Inc.Morgan Stanley$1005-30-2014
Andrew Patrick DurfeeUBS Financial Services Inc.Morgan Stanley$5007-28-2011
Andrew StoneUBS Financial Services Inc.Morgan Stanley$10004-10-2013
Annemarie E. CookUBS Financial Services Inc.Morgan Stanley$2503-22-2016
Anthony Edward CristianoUBS Financial Services Inc.Morgan Stanley08-30-2013
Anthony John CappielloUBS Financial Services Inc.Morgan Stanley$2510-23-2015
Bennett Harris BermanUBS Financial Services Inc.Morgan Stanley$2503-25-2011
Bernardo VillanuevaUBS Financial Services Inc.Morgan Stanley05-15-2012
Bradley Jay RubinUBS Financial Services Inc.Morgan Stanley$10005-11-2016
Bradley William ZilbersherUBS Financial Services Inc.Morgan Stanley12-07-2011
Brian D. FreyUBS Financial Services Inc.Morgan Stanley07-30-2015
Brian John DejoyUBS Financial Services Inc.Morgan Stanley$10010-07-2015
Brian Joseph BennettUBS Financial Services Inc.Morgan Stanley02-08-2012
Brian Michael MurphyUBS Financial Services Inc.Morgan Stanley09-28-2012
Caryl-Lyn MazulloUBS Financial Services Inc.Morgan Stanley11-12-2010
Catherine Ann BrownUBS Financial Services Inc.Morgan Stanley01-22-2013
Christopher Francis MalofUBS Financial Services Inc.Morgan Stanley$15008-10-2015
Christopher L JewellUBS Financial Services Inc.Morgan Stanley03-28-2011
Daniel George DichterUBS Financial Services Inc.Morgan Stanley06-21-2010
Daniel Sheldon SchwartzUBS Financial Services Inc.Morgan Stanley$10007-12-2012
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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