Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Neil RechtschaffenUBS Financial Services Inc.Ubs International Inc.01-01-2010
Alice W. ChanUBS Financial Services Inc.Ubs International Inc.01-01-2010
Allan Stuart FieldsUBS Financial Services Inc.Ubs International Inc.01-01-2010
Ana Victoria PuchiUBS Financial Services Inc.Ubs International Inc.01-01-2010
Artur Ventura FerreiraUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Catherine C ChiouUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Diego MoraUBS Financial Services Inc.Ubs International Inc.$2501-01-2010
Dok Sang ChuaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Elkhadir ToubaliUBS Financial Services Inc.Ubs International Inc.01-01-2010
Eric SerfatyUBS Financial Services Inc.Ubs International Inc.01-01-2010
Fanny Hiufun ManUBS Financial Services Inc.Ubs International Inc.01-01-2010
Issam S HijaziUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Jacques Andre MejerUBS Financial Services Inc.Ubs International Inc.01-01-2010
James Edward CareyUBS Financial Services Inc.Ubs International Inc.01-01-2010
Judy Y.C. LeeUBS Financial Services Inc.Ubs International Inc.$20001-01-2010
Kathleen M. DemarcoUBS Financial Services Inc.Ubs International Inc.01-01-2010
Manfred M RechtschaffenUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Manuel Steven CornelioUBS Financial Services Inc.Ubs International Inc.01-01-2010
Paul David CampbellUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Ramon GrandaUBS Financial Services Inc.Ubs International Inc.01-01-2010
Ricardo Alberto Gonzalez Jr.UBS Financial Services Inc.Ubs International Inc.01-01-2010
Vadim PertsovUBS Financial Services Inc.Ubs International Inc.$2501-01-2010
Vasilis Spiros LembesisUBS Financial Services Inc.Ubs International Inc.01-01-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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