Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
Conor Carey TilowUBS Financial Services Inc.Cetera Advisor Networks LLC04-16-2015
Timothy William RyanUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Spencer Herbert Seaman Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Matthew Richard HowardUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Brian Preston AllenUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
Michael L. MortonUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
Patrick Reid MurrayUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Andrea Mary SheaUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Dennis Charles KleinUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-27-2009
Mark Andrew ReddenUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-25-2009
William David JonesUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-13-2009
Richard Allen Corman, Leigh Anne GageUBS Financial Services Inc.Citigroup Global Markets Inc.02-13-2009
Kyle Joseph RolfesUBS Financial Services Inc.Fidelity Brokerage Services LLC06-03-2015
Gregory Scott PerramUBS Financial Services Inc.Fifth Third Securities, Inc.10-07-2011
Troy Anderson A. DebordUBS Financial Services Inc.Goldman Sachs & Co.06-01-2015
Stephen J. FishUBS Financial Services Inc.Hilliard Lyons$47505-30-2013
Stephen James FishUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-30-2013
John G. DakoskeUBS Financial Services Inc.J.P. Morgan Securities LLC08-18-2014
Matthew Albert BarnesUBS Financial Services Inc.J.P. Morgan Securities LLC08-18-2014
William Hamilton BlackUBS Financial Services Inc.J.P. Morgan Securities LLC08-01-2014
Steven Hayden HafnerUBS Financial Services Inc.LPL Financial LLC03-17-2015
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
Jamie Schade, Mark HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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