Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Thomas HuletteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Terrence Joseph JenningsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Kevin Michael Shepherd SrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23001-15-2009
Luke Lewis WileyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12201-15-2009
Karen Anita BreedUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Zachary Hamilton WileyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
Michele Antoinette FerraraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Garret Matthew FerraraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Michael Robert BurrowsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Craig Kenneth PickeringUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25901-22-2009
Scott D Douglas JonesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2009
James Stephen YurakUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21501-22-2009
Gregory Charles BoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2009
Thomas Harvey Blalock JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
James Dean BlalockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Richard Allen CormanUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
William David JonesUBS Financial Services Inc.Citigroup Global Markets Inc.$9802-13-2009
Peter John KampUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2009
Mark Andrew ReddenUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-25-2009
Dennis C KleinUBS Financial Services Inc.Citigroup Global Markets Inc.02-27-2009
Patrick Reid MurrayUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Brian Preston AllenUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Andrea Mary SheaUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-23-2009
Timothy William RyanUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.