Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Mary SheaUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Benjamin KirkseyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-26-2015
Bradley Howard BartelUBS Financial Services Inc.TD Ameritrade Investment Management, LLC01-31-2011
Brett Richard KinzelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-29-2009
Brian Preston AllenUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
Carol Anne ErnstUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Clayton J CallahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-15-2009
Colin David KowalskiUBS Financial Services Inc.Morgan Stanley05-13-2011
Conor Carey TilowUBS Financial Services Inc.Cetera Advisor Networks LLC04-16-2015
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
David Ray ScharffUBS Financial Services Inc.Morgan Stanley$5005-13-2011
David Scharff, Colin Kowalski, Gary VanceUBS Financial Services Inc.Morgan Stanley$18405-23-2011
Dennis Charles KleinUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-27-2009
Derek Adam VanceUBS Financial Services Inc.Thrivent Investment Management Inc.$1001-30-2014
Donald C KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27406-27-2017
Duane Charles OhlyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-29-2009
Garret Matthew FerraraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-16-2009
Gary Craig VanceUBS Financial Services Inc.Morgan Stanley$5005-13-2011
Gregory Myron StevensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-10-2012
Gregory Scott PerramUBS Financial Services Inc.Fifth Third Securities, Inc.10-07-2011
Jackie Kunkel, Don KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75507-12-2017
Jacquelin Marie KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-27-2017
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
James Gregory MayeuxUBS Financial Services Inc.Morgan Stanley$10004-26-2013
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-23-2009
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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