Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Bruce BiblerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Adam J FranklinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Alexander D. BarclayUBS Financial Services Inc.Morgan Stanley & Co. LLC$5003-16-2009
Andrea Mary SheaUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Benjamin E TegelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2010
Benjamin KirkseyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-26-2015
Bradley Howard BartelUBS Financial Services Inc.TD Ameritrade Investment Management, LLC01-31-2011
Brent David BrucknerUBS Financial Services Inc.Raymond James & Associates, Inc.$5006-07-2011
Brett Richard KinzelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-29-2009
Brian J FunkhouserUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2011
Brian Preston AllenUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
Carol Anne ErnstUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Charles Henry DankworthUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-18-2009
Christopher Shea MarmionUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-01-2012
Clayton J CallahanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-15-2009
Colin David KowalskiUBS Financial Services Inc.Morgan Stanley05-13-2011
Conor Carey TilowUBS Financial Services Inc.Cetera Advisor Networks LLC04-16-2015
Constance Deann HallUBS Financial Services Inc.Morgan Stanley$10010-21-2011
Cory William YoungsUBS Financial Services Inc.Raymond James Financial Services, Inc.09-01-2010
Craig Douglas FindleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-14-2011
Cynthiea Marie LocalaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1008-24-2012
Daniel Joseph StreblerUBS Financial Services Inc.Morgan Stanley & Co. LLC$15002-02-2009
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
David Heald ElliottUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-17-2009
David Lee NeerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2014
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.