Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Scott EdzardsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-28-2017
Lance Dane MartinUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-18-2015
Aaron Donald MasseyUBS Financial Services Inc.J.P. Morgan Securities LLC06-09-2014
Leonard J BowlbyUBS Financial Services Inc.Morgan Stanley$5008-30-2013
Henry Phillip Luster Jr.UBS Financial Services Inc.Morgan Stanley$10003-15-2013
Donald Frank SicklesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-28-2009
Kristin Agent MeierUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2009
Chris Kent MeyersUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Patrick Francis FitzgeraldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2009
Stephanie Smith MartinUBS Financial Services Inc.Nfp Advisor Services01-26-2009
Gary Lee YeckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
James E DiaconUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Todd Charles WelshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Richard Leo Howard Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Nathan Joel LovelleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Christopher Norman FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
Craig Robert SilbergUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Norman Paul FisherUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-02-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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