Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Joseph Ierardi Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Jon Mathews HagbergUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
Bryan Clyde Kilfoy, Gregory Ron BowdenUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Garry James Olson, Marc Stephen Irion IIUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
James Stewart Small, Katerina SimonettiUBS Financial Services Inc.Morgan Stanley & Co. LLC$20001-23-2009
Thomas Joseph GormanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-23-2009
Mark Howard Bradley, Christopher Charles BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Adam C. GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.02-06-2009
Cindy Iris Wanerman, Larry A. WanermanUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$15002-13-2009
Neil Alan NewmanUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Mark George HolcombUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-18-2009
Michael Barry GreenlyUBS Financial Services Inc.Morgan Stanley & Co. LLC$5004-09-2009
Carl Theodore UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.05-01-2009
Mark S UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.05-01-2009
Richard Michael CostaUBS Financial Services Inc.Morgan Stanley06-19-2009
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley06-19-2009
Jeffrey P Schmitt, William Alan EvanchoUBS Financial Services Inc.Morgan Stanley$15005-20-2010
David Harris ColinUBS Financial Services Inc.Morgan Stanley11-03-2010
William Francis McLaughlin Jr.UBS Financial Services Inc.Goldman Sachs & Co.02-25-2011
James David Travis Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-22-2011
Robert Francis AngelineUBS Financial Services Inc.Morgan Stanley03-22-2012
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.11-05-2012
Jameson John ViljasteUBS Financial Services Inc.Morgan Stanley05-17-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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