Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley06-19-2009
Adam C. GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.02-06-2009
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Andrew James BaxterUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC02-06-2009
Anthony Kirk HasenUBS Financial Services Inc.Morgan Stanley$109-30-2015
Arthur William Bartholomew IIIUBS Financial Services Inc.Morgan Stanley11-13-2013
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brian J McKeonUBS Financial Services Inc.Morgan Stanley$15009-30-2015
Brian Thomas CrawfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Bryan Clyde KilfoyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Carl Theodore UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.$105-01-2009
Chris Ellis McCoyUBS Financial Services Inc.Hefren-Tillotson, Inc.08-31-2017
Christopher Charles BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Cindy Iris WanermanUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$15002-13-2009
Daniel RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
David Harris ColinUBS Financial Services Inc.Morgan Stanley11-09-2010
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.11-05-2012
Drew Donald BarlowUBS Financial Services Inc.Morgan Stanley09-30-2015
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
Edmund David FosterUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-22-2009
Emilio Macatanagay Valdes IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2015
Evan W. FitzpatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Frank Bryan EmmerlingUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC05-04-2010
Garry James OlsonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Gregory Ron BowdenUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.