Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon C. LeibUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
Evan W. FitzpatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
James Eldras MarnellUBS Financial Services Inc.Nationwide Securities, LLC05-21-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Kevin M. SullivanUBS Financial Services Inc.Morgan Stanley10-06-2017
Chris Ellis McCoyUBS Financial Services Inc.Hefren-Tillotson, Inc.08-31-2017
Kaitlyn Lee DowlingUBS Financial Services Inc.Mercer Allied Company, L.P.06-08-2017
Lisa A LucasUBS Financial Services Inc.Morgan Stanley11-03-2016
William Wallace MinorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
Zachary James Mitchell DeschaineUBS Financial Services Inc.Cushman & Wakefield Securities, Inc.05-19-2016
Brian Thomas CrawfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Kelly Ann StefanowiczUBS Financial Services Inc.Vanguard Marketing Corporation11-18-2015
James Ryan NastasiUBS Financial Services Inc.Morgan Stanley10-27-2015
Drew Donald BarlowUBS Financial Services Inc.Morgan Stanley09-30-2015
Jordan D. FowlerUBS Financial Services Inc.PNC Investments05-20-2015
John C. UehlingUBS Financial Services Inc.Delaware Distributors, L.P.02-19-2014
Marc Andrew LucianiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2014
Arthur William Bartholomew IIIUBS Financial Services Inc.Morgan Stanley11-13-2013
Jeffrey P. KingUBS Financial Services Inc.Morgan Stanley11-13-2013
Gregory Scott MillerUBS Financial Services Inc.Lincoln Financial Distributors, Inc.07-25-2013
Jacob Daniel GreenbergUBS Financial Services Inc.Morgan Stanley06-20-2013
Jameson John ViljasteUBS Financial Services Inc.Morgan Stanley05-17-2013
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.11-05-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.