Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ellen Riney GreenUBS Financial Services Inc.First Horizon Advisors, Inc.08-18-2020
Shaun Michael RowlesUBS Financial Services Inc.SunTrust Advisory Services, Inc.$15007-24-2020
Ryan Edward GeislerUBS Financial Services Inc.SunTrust Investment Services, Inc.07-24-2020
Darrin Evan WallUBS Financial Services Inc.Edward Jones03-06-2020
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC01-31-2019
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-13-2018
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Jarrett Keith StricklandUBS Financial Services Inc.Investacorp, Inc.10-04-2017
Lisa Gail BarkerUBS Financial Services Inc.Raymond James & Associates, Inc.09-26-2017
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$1,00009-22-2017
Alexander Mark KankoUBS Financial Services Inc.Morgan Stanley04-10-2017
James Eustis CorriganUBS Financial Services Inc.First Horizon Advisors, Inc.01-04-2017
Wanda Gayle SiskUBS Financial Services Inc.Raymond James & Associates, Inc.05-02-2016
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
Andrew R AinsworthUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC02-12-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Jeffery Allen WieseUBS Financial Services Inc.First Horizon Advisors, Inc.11-17-2015
Lechelle Lee MooreUBS Financial Services Inc.SunTrust Investment Services, Inc.$12710-19-2015
Daniel GreenUBS Financial Services Inc.Lord Abbett Distributor LLC$2507-29-2013
Scott Matthew RheaUBS Financial Services Inc.Morgan Stanley$15003-28-2013
Keri GageUBS Financial Services Inc.SunTrust Investment Services, Inc.12-06-2012
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-09-2012
Gerald S Castle JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-09-2012
William Anthony HicksUBS Financial Services Inc.Morgan Stanley10-05-2012
James Thomas ShareUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-30-2012
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.