Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-09-2012
Brenda Branyan VandersliceUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Bridget F. HoranUBS Financial Services Inc.Mercer Allied Company, L.P.02-12-2015
Carla Faye Donina, Robert Lawrence Donina Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10002-18-2009
Daniel Patrick GreenUBS Financial Services Inc.Lord Abbett Distributor LLC$10007-29-2013
David Ivanovitch Obolensky, Frederick Michael LongUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-31-2009
Donald Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$10009-22-2017
Frank Ferrell Bellar IIIUBS Financial Services Inc.Curian Clearing, LLC03-18-2014
Gerald S. Castle Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-09-2012
Guy W. Wages Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC01-13-2009
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
James Eustis Corrigan IIIUBS Financial Services Inc.FTB Advisors, Inc.01-04-2017
James Thomas ShareUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-30-2012
Jeffery Allen WieseUBS Financial Services Inc.FTB Advisors, Inc.11-17-2015
John David ThomasUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2009
John Raymond MowryUBS Financial Services Inc.Waddell & Reed03-04-2013
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
Keri Ticer GageUBS Financial Services Inc.SunTrust Investment Services, Inc.12-06-2012
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-31-2019
Lechelle Lee MooreUBS Financial Services Inc.SunTrust Investment Services, Inc.$5010-19-2015
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-27-2009
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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