Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gilmer FullerUBS Financial Services Inc.Banc of America Investment Services, Inc.01-05-2009
Andrew R. ShayneUBS Financial Services Inc.Lincoln Financial Advisors Corporation04-03-2014
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-13-2018
Anne Elizabeth Marr ToppingUBS Financial Services Inc.UBS Financial Services Inc.$10009-08-2015
Benjamin Taylor HaneyUBS Financial Services Inc.LPL Financial LLC07-30-2012
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-09-2012
Brenda Branyan VandersliceUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Carla Faye DoninaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10002-18-2009
Daniel Patrick GreenUBS Financial Services Inc.Lord Abbett Distributor LLC07-29-2013
Darrin Evan WallUBS Financial Services Inc.Edward Jones03-06-2020
David Ivanovitch ObolenskyUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-31-2009
Donald Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
Durelle Leclair LintonUBS Financial Services Inc.Morgan Keegan & Company, Inc.$15004-23-2012
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$10009-22-2017
Ellen Green HoffmanUBS Financial Services Inc.First Horizon Advisors, Inc.08-18-2020
Ellen Riney GreenUBS Financial Services Inc.First Horizon Advisors, Inc.08-18-2020
Ellen Riney GreenUBS Financial Services Inc.First Horizon Advisors, Inc.08-18-2020
Elliot Ryan KierskyUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Frank Ferrell Bellar IIIUBS Financial Services Inc.Curian Clearing, LLC03-18-2014
Frederick Michael LongUBS Financial Services Inc.Citigroup Global Markets Inc.03-31-2009
Gary Sidney JamesonUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-10-2009
Gerald S. Castle Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-09-2012
Guy W. Wages Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC01-13-2009
Harold L. Greer Jr.UBS Financial Services Inc.UBS Financial Services Inc.08-13-2018
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.