Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-13-2018
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Lisa Gail BarkerUBS Financial Services Inc.Raymond James & Associates, Inc.09-26-2017
James Eustis Corrigan IIIUBS Financial Services Inc.First Horizon Advisors, Inc.01-04-2017
Julia A. SiterletUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2016
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Jeffery Allen WieseUBS Financial Services Inc.First Horizon Advisors, Inc.11-17-2015
Bridget F. HoranUBS Financial Services Inc.Mercer Allied Company, L.P.02-12-2015
John David NelsonUBS Financial Services Inc.Edward Jones08-28-2014
Andrew R. ShayneUBS Financial Services Inc.Lincoln Financial Advisors Corporation04-03-2014
Frank Ferrell Bellar IIIUBS Financial Services Inc.Curian Clearing, LLC03-18-2014
Donald Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
John Raymond MowryUBS Financial Services Inc.Waddell & Reed03-04-2013
Keri Ticer GageUBS Financial Services Inc.SunTrust Investment Services, Inc.12-06-2012
William Anthony HicksUBS Financial Services Inc.Morgan Stanley10-05-2012
Benjamin Taylor HaneyUBS Financial Services Inc.LPL Financial LLC07-30-2012
Nicklus H. CaplenorUBS Financial Services Inc.Morgan Keegan & Company, Inc.04-23-2012
Stefan Daniel GertschUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2012
James Malone Thompson Jr.UBS Financial Services Inc.Duncan-Williams, Inc.09-02-2011
Mitchell Glenn TuellUBS Financial Services Inc.SunTrust Investment Services, Inc.04-29-2011
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
Merrill Callaway SextonUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
Frederick Michael LongUBS Financial Services Inc.Citigroup Global Markets Inc.03-31-2009
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$10009-22-2017
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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