Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Ryan NewbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$28911-28-2017
Yuriy RoyzmanUBS Financial Services Inc.Morgan Stanley11-05-2010
William Word HuthnanceUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-16-2015
William Walter DiehlUBS Financial Services Inc.Goldman Sachs & Co.01-16-2009
William Jeffrey GoldbergUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$10003-21-2012
William Fredrick Blake IIUBS Financial Services Inc.MetLife Securities Inc.06-21-2011
William Edward HrynyshynUBS Financial Services Inc.Citigroup Global Markets Inc.$2503-18-2009
William David JackmanUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-14-2009
William Charles StrattonUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC11-18-2013
William Anthony KoppUBS Financial Services Inc.Citigroup Global Markets Inc.02-06-2009
Whitney RandolphUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2010
Wes Alan CoyleUBS Financial Services Inc.Goldman Sachs & Co.02-28-2011
Wendy M TraylorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2011
Wendy Lee NoblesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2014
Wendee Joan SchweigerdtUBS Financial Services Inc.Morgan Stanley$1003-22-2017
Weldon Hugh HawkinsUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-13-2009
Viet Trong Quoc PhanUBS Financial Services Inc.Strategic Advisers LLC11-19-2010
Tyler Lawrence WoodUBS Financial Services Inc.TD Ameritrade, Inc.05-21-2019
Tyler F. SutliffUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-30-2010
Troy Don SwanerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-11-2019
Trevor C FahrUBS Financial Services Inc.Mercer Allied Company, L.P.07-09-2010
Trenton Ray HollasUBS Financial Services Inc.VALIC Financial Advisors, Inc.10-23-2019
Todd Loring LuftUBS Financial Services Inc.Morgan Stanley$15010-14-2010
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-08-2009
Timothy Lawrence O'ConnorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.