Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika Renee LaraUBS Financial Services Inc.Edward Jones11-28-2019
Trenton Ray HollasUBS Financial Services Inc.VALIC Financial Advisors, Inc.10-23-2019
Jalen Adeeb DagherUBS Financial Services Inc.Securian Financial Services, Inc.12-14-2018
Jakob Markus SchroeterUBS Financial Services Inc.Vontobel Swiss Wealth Advisors AG06-29-2018
Robert Mark Buchanan Jr.UBS Financial Services Inc.Principal Securities, Inc.06-27-2018
Laura C. RaabUBS Financial Services Inc.Raymond James & Associates, Inc.04-12-2018
Jennifer Lynn KestersonUBS Financial Services Inc.Goldman Sachs & Co.03-19-2018
Andrew R. KnoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2017
Michael Tip HollandUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Charles Ross HeareUBS Financial Services Inc.Jackson National Life Distributors LLC11-08-2017
Patrick Garrett DeistUBS Financial Services Inc.Fidelity Brokerage Services LLC03-23-2017
Lori G. VorwerkUBS Financial Services Inc.Morgan Stanley03-15-2017
John Steven PuailoaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-25-2016
Katheryn R. MuckleroyUBS Financial Services Inc.Strategic Advisers LLC09-13-2016
Jonathan Ray MaldonadoUBS Financial Services Inc.J.P. Morgan Securities LLC07-26-2016
James Gregory BarrettUBS Financial Services Inc.Strategic Advisers LLC06-10-2016
Jillian Elise OwensUBS Financial Services Inc.Hines Securities, Inc.05-31-2016
Ian Edward TomkinsUBS Financial Services Inc.Fidelity Brokerage Services LLC05-31-2016
Jordan Miles SilvermanUBS Financial Services Inc.Morgan Stanley02-12-2016
Khalil Joseph GhosnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2015
Adriana Teresa SantoniUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2015
Chris C JohnstonUBS Financial Services Inc.J.P. Morgan Securities LLC12-10-2015
Ryan Thomas BerubeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Allen AbneyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Jennifer Lauren BuntzUBS Financial Services Inc.NexBank Securities Inc12-02-2015
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Showing 1 to 25 of 331 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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